Rockefeller Capital Management

Strategy and Execution

Bachelor’s degree; 3–5 years in finance or analytical roles; Excel expert; experience with analytics and BI tools (Alteryx, Power BI); strong communication and organization; discretion with confidential information.

Client Associate

3+ years client service in financial industry; Series 7/66 preferred or willing to obtain; BA/BS; strong client service, communication, organization; proficient with MS Office.

Investment Associate

3-5 years in investment research/analysis and portfolio trading; CFA/CAIA/MBA preferred; Series 7 & 66 preferred or willing to obtain; strong data and Excel skills; Bloomberg/FactSet experience.

Regional Operations Manager

2+ years in operations/client service in financial services; Series 7 and 66 required; Series 9/10 preferred; Bachelor's degree or equivalent experience.

Bachelor’s degree in Finance, Accounting, Economics, or related field; 3–5 years in finance/analytical roles; strong Excel, BI/automation tooling, and communication skills.

Client Relationship Manager

5+ years in client service/operations in an RIA; Bachelor's in business/finance preferred; Series 7 and 66 preferred or obtainable within 6 months; proficient in Microsoft Office.

1-3 years client service in financial industry; Series 7 & 66 preferred; BA/BS degree; strong client service and organizational skills.

Compliance Analyst

Bachelor’s degree; 1-2 years in compliance/risk or internal audit; broker-dealer/RIAs experience; strong regulatory knowledge; ability to document testing and prepare reports.

1-3 years client service in financial industry; Series 7 & 66 strongly preferred; BA/BS degree.

1-3 years client service experience in financial industry; Series 7 and 66 preferred; BA/BS degree preferred.

Title	Location	Date
Strategy and Execution Full Time · $100K-$115K · 3+ YOE New York, New York, United States · Onsite	New York, New York, United States Onsite	Apr 29, 2024
Client Associate Full Time · $70K-$90K · 1+ YOE New York, New York, United States · Onsite	New York, New York, United States Onsite	Apr 29, 2024
Investment Associate Full Time · $75K-$115K · 3+ YOE Los Gatos, California, United States · Onsite	Los Gatos, California, United States Onsite	Apr 29, 2024
Regional Operations Manager Full Time · 2+ YOE Dallas, Texas, United States · Onsite	Dallas, Texas, United States Onsite	Apr 29, 2024
Strategy and Execution Full Time · $100K-$115K · 3+ YOE Hamilton, New Jersey, United States · Onsite	Hamilton, New Jersey, United States Onsite	Apr 29, 2024
Client Relationship Manager Full Time · 5+ YOE Chesterfield, Missouri, United States · Onsite	Chesterfield, Missouri, United States Onsite	Apr 29, 2024
Client Associate Full Time · 2+ YOE Oklahoma City, Oklahoma, United States · Onsite	Oklahoma City, Oklahoma, United States Onsite	Apr 29, 2024
Compliance Analyst Full Time · $75K-$85K · 1+ YOE New York, New York, United States · Onsite	New York, New York, United States Onsite	Apr 29, 2024
Client Associate Full Time · 1+ YOE Arlington, Virginia, United States · Onsite	Arlington, Virginia, United States Onsite	Apr 29, 2024
Client Associate Full Time · 1+ YOE Philadelphia, Pennsylvania, United States · Onsite	Philadelphia, Pennsylvania, United States Onsite	Apr 29, 2024

Activities	Wealth managementAsset managementInvestment bankingFamily office servicesTrust services
Headquarters	US
Industries	Wealth ManagementAsset Management
Name	Rockefeller Capital Management
Employees	1,568
Type	Private
Subsidiaries	Rockefeller Global Family OfficeRockefeller Asset ManagementRockefeller Global Investment BankingRockefeller Trust CompanyRockefeller Financial
Tagline	Provides financial advisory and wealth management for wealthy clients.
Founded	1,882
Website	rockco.com
Latest Funding Round	Private Equity
Latest Funding Year	2,023
Latest Funding Amount	622,000,000
Latest Investors	IGM Financial

Rockefeller Capital Management

About Rockefeller Capital Management