HiringCafe
Posted 2d ago

Compliance Assistant

@ BlueWater Resort & Casino
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Parker, Arizona, United States
$17-$20/hrOnsiteFull Time
Responsibilities:researching information, preparing reports, performing audits
Requirements Summary:Provide compliance support for regulatory requirements; knowledge of BSA/AML, USA PATRIOT Act and OFAC; Office/Word/Excel/Windows proficiency; 1 year compliance or equivalent or Associates degree required; 3 years gaming experience required.
Technical Tools Mentioned:Microsoft Word, Microsoft Excel, Windows
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Job Description

SUMMARY:   



Responsible for providing support to the Compliance Department in all areas of regulatory compliance requirements.



ESSENTIAL DUTIES & RESPONSIBILITIES:




  • Assists to research for information, submittals and notifications to or from the Tribal Gaming Agency or the Arizona Department of Gaming. 

  • Assists in reviewing monthly reports, prepare reports, document results and forward to the department involved and Administration of the casino. 

  • Assists with retention and filing of memorandums and correspondence to the Tribal Gaming Agency, Arizona Department of Gaming and Casino Administration. 

  • Assists with review of Policy and Procedures for various departments. 

  • Assists with writing, filing and distribution of correspondence from the Compliance Department, to and from Tribal Gaming Agency or the Arizona Department of Gaming and the Administration of the Casino.  This may include coordinating meeting times with departments or management and/or the Tribal Gaming Agency, if applicable. 

  • When required, may attend meetings with or for the Director of Operational Compliance and / or the Title 31 / Compliance Manager to take notes of the meetings. 

  • Performs operational reviews (audits) under the direction of the Title 31 / Compliance Manager and / or the Director of Operational Compliance. 

  • Compliance Specialist will act as the go to person for Compliance related matters in the absence of the Title 31 / Compliance Manager as designated by the Title 31 / Compliance Manager and / or Director of Operational Compliance by memorandum.




  •  Ability to work flexible hours, shifts, or days as determined by business demands.




  • Maintain compliance and always adhere with all applicable laws, gaming regulations, internal controls, Employee Handbook, and policies and procedures.

  • Complies with BlueWater Resort & Casino rules and regulations and ensures that all employees are in compliance, and complies with Federal, State and Tribal laws. 

  • Ensure compliance with company and OSHA safety standards.

  • All other duties as assigned and / or directed (maintaining segregation of duties).