Mandatory Reference Checking Scheme (“MRC”) for Hong Kong

The Mandatory Reference Checking Scheme is a framework to facilitate Authorized Institutions (“AIs”) to bilaterally obtain reference information during their recruitment process for certain positions, such that misconduct information in an individual’s previous employments can be provided to AIs to inform their employment decisions.

For information related to MRC Scheme, “Frequently Asked Questions for In Scope Individuals” is published by HKAB/Industry Guidelines (https://www.hkab.org.hk/en/home) or further information will be available upon request, if it is applicable to the position(s) applied.

Country of Location:

China Hong Kong

Job Responsibilities:

• Check the business account opening documentation to ensure compliance with Companies Ordinance and internal policies, KYC, CDD, AML, FATCA & CRS
• Check the correctness and completeness of customer profile creation, deposit account set-up, AML related information input and Corporate Online Banking set-up / maintenance
• Assist Team Manager to coach first level checker
• Handle the enquiry from BU / SU
• Assist Team Manager in preparing management report
• Provide suggestion(s) to enhance the operational efficiency and automate / streamline workflow of daily operations
• Participate in projects on system / process automation and improving overall customer experience

• Alternate maker in peak volume (Subject to management arrangement)
• Handle ad-hoc matters and tasks assigned by Team Manager from time to time

Requirements:

• Secondary education or above

• Minimum 2 years of relevant banking operations experience

• Good knowledge in Companies Ordinance, KYC, CDD, AML, FATCA & CRS

• Good knowledge on banking policy and operational procedures

• Good presentation and communications skills

• Good command of both written and spoken English and Chinese